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About Me - Joseph B. LaRocco

Joseph B. LaRocco, 49, has represented and advised hedge funds, private and public companies, broker-dealer firms, investment bankers, financial consultants and high net worth clients. He has advised clients in the areas of obtaining a public listing, angel and venture capital financing, state and federal securities regulation, restricted securities transactions, private placements, compliance and due diligence.

Mr. LaRocco has advised investment managers on numerous trading, regulatory, compliance and anti-money laundering issues. He has structured and formed domestic and offshore hedge funds and has represented them in many private placement transactions.

Mr. LaRocco has also advised clients on numerous matters including the structuring of private and public investment transactions, mergers and acquisitions, drafting financing documents and negotiating with investors. He is currently General Counsel and a Director of LeadDog Capital L.P., a New York based Hedge Fund located on Wall Street. Mr. LaRocco is a graduate of Southwestern University School of Law and Pace University.

If you would like to contact Mr. LaRocco, he can be reached at his office in New Canaan, CT. The number is 203-966-0566. You can also contact him via e-mail, by using this link. Contact Me - Joseph B. LaRocco.


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